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Res 20-089RESOLUTION NO. 20-089 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF POWAY, CALIFORNIA, APPROVING THE CALIFORNIA STATE TREASURER'S BOND COUNSEL POOL, MUNICIPAL ADVISOR POOL AND UNDERWRITER POOL LISTS FOR SELECTING QUALIFIED FIRMS WHEN ISSUING DEBT WHEREAS, the City Council of the City of Poway is considering issuing bonds to finance certain capital projects; WHEREAS, the California State Treasurer Public Finance Division maintains pools of eligible firms for bond counsel, municipal advisor, and underwriter services related to issuing bonds, included in the staff report as Exhibits A, B and C; WHEREAS, the California State Treasurer Public Finance Division's determines pool member eligibility based on a rigorous request for qualifications process; and WHEREAS, selecting firms from the California State Treasurer Public Finance Division's pool lists when issuing bonds saves time and money while assuring the firms selected have been qualified by the Treasurer's office. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Poway as follows: SECTION 1: That the California State Treasurer Public Finance Division Bond Counsel Pool as may be amended from time to time, attached hereto as "Exhibit A", is hereby approved for use in selecting qualified firms for bond counsel services. SECTION 2: That the California State Treasurer Public Finance Division Municipal Advisor Pool as may be amended from time to time, attached hereto as "Exhibit B", is hereby approved for use in selecting qualified firms for municipal advisor services. SECTION 3: That the California State Treasurer Public Finance Division Underwriter Pool as may be amended from time to time, attached hereto as "Exhibit C", is hereby approved for use in selecting qualified firms for underwriter services. SECTION 4: That the Finance Director, in consultation with the City Manager, is hereby authorized to recommend and select bond counsel, municipal advisor, and underwriter services from the California State Treasurer Public Finance Division pools as may be amended from time to time. Resolution No. 20-089 Page 2 PASSED, ADOPTED AND APPROVED at a Regular Meeting of the City Council of the City of Poway, California on the 17th day of November, 2020 by the following vote, to wit: AYES: MULLIN, LEONARD, GROSCH, FRANK, VAUS NOES: NONE ABSENT: NONE DISQUALIFIED: NONE Steve Vaus, Mayor ATTEST: Vaida PavolaS, CMC, C tyty,Clerk California State Treasurer Fiona Ma, CPA EXHIBIT A STO Home PFD Home Home -» Public Finance Division -» Bond Counsel Pool Public Finance Division Bond Counsel Pool Established May 10, 2019 Alston & Bird LLP Amira Jackmon, Attorney at Law Chapman and Cutler LLP Curls Bartling P.C. Dentons US LLP Dorsey & Whitney LLP Fox Rothschild LLP Hawkins Delafield & Wood LLP James F. Anderson Law Firm, A Professional Corporation Jones Hall, A Professional Law Corporation Kutak Rock LLP Law Offices of Alexis S. M. Chiu Pool member application forms Contacts Resolution No. 20-089 Page 3 Home 1 Open Government 1 Careers 1 Contact 1 Calendar Search Monthly Debt Report Ratings History Law Offices of Leslie M. Lava Law Office of Monica M. Baranovsky McGuireWoods LLP Nixon Peabody LLP Norton Rose Fulbright US LLP Nossaman LLP Orrick, Herrington & Sutcliffe LLP Polsinelli LLP Quint & Thimmig LLP Schiff Hardin LLP Squire Patton Boggs (US) LLP Stradling, Yocca, Carlson & Rauth Home 1 Comments 1 Disclosure Notice 1 Privacy Notice 1 Accessibility Statement 1 Unclaimed Property 1 Site Map 1 Download Adobe Reader © 2020 California State Treasurer's Office California State Treasurer Fiona Ma, CPA EXHIBIT B STO Home PFD Home Home -» Public Finance Division -» Municipal Advisor Pool Public Finance Division Municipal Advisor Pool Established May 10, 2019 BNY Mellon Capital Markets, LLC Columbia Capital Management, LLC Fieldman, Rolapp & Associates, Inc. Hilltop Securities Inc. KNN Public Finance, LLC Lamont Financial Services Corporation Montague DeRose and Associates, LLC PFM Financial Advisors LLC Pop-Lazic & Co. Public Resources Advisory Group Raymond James & Associates, Inc. Sperry Capital Inc. Swap Financial Group, LLC Pool member application forms Contacts Resolution No. 20-089 Page 4 Home 1 Open Government 1 Careers 1 Contact 1 Calendar Search Monthly Debt Report Ratings History Home 1 Comments 1 Disclosure Notice 1 Privacy Notice 1 Accessibility Statement 1 Unclaimed Property 1 Site Map 1 Download Adobe Reader © 2020 California State Treasurer's Office California State Treasurer Fiona Ma, CPA EXHIBIT C STO Home PFD Home Home -» Public Finance Division -» 2019-2021 Underwriter Pool Public Finance Division 2019-2021 Underwriter Pool Expires March 31, 2021 Eligible for appointments on all State and Financing Authority Bond Sales 280 Securities LLC1 Academy Securities, Inc.1, 2 Alamo Capital.' Amerivet Securities.', 2 B.C. Ziegler and Company Backstrom McCarley Berry & Co., LLC1 Barclays Capital Inc. BofA Securities, Inc. Blaylock Van, LLC1 BNY Mellon Capital Markets, LLC Cabrera Capital Markets, LLC1 Caldwell Sutter Capital, Inc.1 Citigroup Global Markets Inc. City National Securities, Inc. D.A. Davidson & Co. FHN Financial Capital Markets Fidelity Capital Markets Goldman Sachs & Co. LLC Great Pacific Securities1 Hilltop Securities, Inc. J.P. Morgan Securities LLC Jefferies LLC KeyBanc Capital Markets Inc. Loop Capital Markets LLC Mesirow Financial, Inc. Mischler Financial Group, Inc.1, 2 Morgan Stanley & Co. LLC Oppenheimer & Co. Inc. Piper Sandler & Co. Prager & Co., LLC1 Ramirez & Co., Inc. Raymond James & Associates, Inc. RBC Capital Markets, LLC Rice Financial Products Company.' Siebert Williams Shank & Co., L.L.C. Contacts Resolution No. 20-089 Page 5 Home I Open Government I Careers I Contact I Calendar Search Monthly Debt Report Ratings History Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales American Veterans Group, PBC Bancroft Capital, LLC Drexel Hamilton, LLC The Frazer Lanier Company, Incorporated Intercoastal Capital Markets, Inc. Robert W. Baird & Co. Incorporated Roberts & Ryan Investments Inc. Roosevelt & Cross Incorporated SWBC Investment Services, LLC Truist Securities UMB Bank, N.A. Stern Brothers & Co.1 Stifel, Nicolaus & Company, Incorporated TD Securities (USA) LLC UBS Financial Services Inc. U.S. Bancorp Investments, Inc. Wedbush Securities Inc. Wells Fargo Bank, NA Westhoff, Cone & Holmstedt1 Wulff, Hansen & Co.1 1 Members of State Treasurer's Office Small Business Enterprise Program 2 Members of the Disabled Veteran Business Enterprise Program Pool member application forms Resolution No. 20-089 Page 6 Home 1 Comments 1 Disclosure Notice 1 Privacy Notice 1 Accessibility Statement 1 Unclaimed Property 1 Site Map 1 Download Adobe Reader © 2020 California State Treasurer's Office